We focus however on the first set of mat certifications for us dollar based trades.
Cftc mat rule.
Rules of practice.
7b 3 sefs were created by the addition of section 5h of the act by section 733 of the dodd frank wall street reform and consumer protection act dodd frank act for the trading and processing of swaps.
Registered entity rules altered or supplemented by the commission 8 reserved 9.
Commodity pool operators and commodity trading advisors 5.
In which 20 or more traders hold positions equal to or above the reporting levels established by the cftc.
Cftc headquarters three lafayette centre 1155 21st street nw washington dc 20581 202 418 5000.
1 standard coupon refers to the then current fixed coupon rates for market agreed coupon mac contracts.
Off exchange foreign currency transactions 7.
Rules relating to review of exchange disciplinary access denial or other adverse actions 10.
Commitments of traders a breakdown of each tuesday s open interest for markets.
Please refer to the mat submissions located on the commission s website that provide the full list of the swaps made available to trade including the swap terms.
A new initiative to accelerate cftc engagement with responsible fintech innovation and make the cftc more accessible to innovators.
They argue that eliminating prescriptive execution requirements would permit market participants to use an execution method appropriate for their particular.
Law regulation commodity exchange act regulations the laws authorizing cftc s activities and the regulations issued by cftc to carry out those activities as well as related rulemaking enforcement and adjudicatory references.
Made available to trade determinations for certain interest rate and credit default swap contracts.
Swap execution facilities sefs are trading facilities that operate under the regulatory oversight of the cftc pursuant to section 5h of the commodity exchange act the act 7 u s c.
These trades would have to meet the following criteria in order to be considered mat.
Cftc regulation 40 11 prohibits event contracts that reference terrorism assassination war gaming or an activity that is unlawful under any state or federal law or that involves relates to or references an activity that is similar to any of those activities and that the cftc determines by rule or regulation to be contrary to the public.